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 BRITISH COLUMBIA

Net Cumulative Cash Flow Liquidity Reporting Guideline - January 2016

The Financial Institutions Commission (FICOM) is issuing this liquidity reporting guide to provide instructional support and guidance to credit unions that are required to submit Net Cumulative Cash Flow (NCCF).
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Residential Mortgage Underwriting Guideline - January 2015

Outlines the Financial Institutions Commission's expectations for sound residential mortgage underwriting and risk management practices at B.C. credit unions.
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Assessment Criteria for B.C. Credit Unions - April 2013

The document outlines the Financial Institutions Commission's intentions regarding the terms used in the Assessment Criteria.
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Governance Guideline - September 2013

Outlines the Financial Institutions Commission's expectations for sound governance practices at B.C. credit unions.
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Internal Capital Target - March 2013

This guideline summarizes the regulatory capital standards considered in the assessment of credit union capital adequacy.
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Guide to Invervention - February 2013

The guide promotes awareness and enhances transparency of the intervention process used to Supervise B.C. credit unions.
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 ALBERTA

Credit Risk Management Policy – March 2018

This is an outline of a comprehensive Credit Risk Management Policy, for Board approval and annual review.
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Lending Guidelines – March 2018

This manual encompasses accepted principles and the associated guidelines. The manual is intended as a guide and reference source. This is a live document that is best used in “soft copy” format for ease of access to various links. As well, it ensures that all users are working with the current version of the guidelines.
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Residential Mortgage Underwriting Practices and Procedures Guidance – March 2018

This Guidance is intended to assist Alberta credit unions in establishing policies for sound residential mortgage (RML) underwriting practices, in light of recent requirements by the Office of the Superintendent of Financial Institutions (OSFI) for federally regulated financial institutions.
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 SASKATCHEWAN

Liquidity Risk Management Principles Guideline - June 2015

This regulatory guideline is a Regulatory Guidance Document as contemplated by the Standards of Sound Business Practice (the Standards). It supplements and expands upon section 2.1, Financial Management, section 2.4, Risk Management and section 3.2, Liquidity of the Standards and must be adhered to by Saskatchewan credit unions.
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Residential Mortgage Underwriting Guideline - 2015

This regulatory guideline is a Regulatory Guidance Document as contemplated by the Standards of Sound Business Practice (the Standards). It supplements and expands upon section 2.1, Financial Management and section 3.4, Credit Management of the Standards and must be adhered to by Saskatchewan credit unions.
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Corporate Governance Regulatory Guideline - 2014

This regulatory guideline is a Regulatory Guidance Document as contemplated by the Standards of Sound Business Practice (the Standards). It supplements and expands upon section 1, Corporate Governance and section 2.4, Risk Management of the Standards and must be adhered to by Saskatchewan credit unions.
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 ONTARIO

Director Training and Qualifications: Sample Self-Assessment Tool - July 2012

This purpose of this tool is to help determine competency levels, identify potential gaps in
competency requirements and highlight areas where additional training and development may be
required.
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Director Training and Qualifications: Policy Development Guide - June 2012

This Guide has been created to assist institutions in developing a Board policy on director
training and qualifications.
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Director Candidate Information Guide - June 2012

This Guide has been compiled to assist institutions in incorporating best practices relating to director competency requirements within the selection process for directors.
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 QUEBEC

Guideline Governing Integrity and Competency Criteria - June 2012

The Autorité des marchés financiers ("AMF") establishes guidelines setting out its expectations with respect to financial institutions' legal requirement to follow sound and prudent management practices. These guidelines therefore cover the interpretation, execution and application of this requirement..
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